Q - Why all this emphasis on collaboration, web-based resources, and
“adaptive philanthropy?”
A - Our experience engaging in philanthropy here in the New Mexico
area has revealed a number of interesting patterns:
- There is a high personnel turnover rate within many
organizations
- Different organizations will call or email the Foundation asking
a similar type of question
- On occasion organizations will request funding for a program or
project that is already being operated in the same area, serving a
similar population
- Comments by organizations often suggest that there is a lack of
knowledge about other organizations working on a similar problem or
issue
- Multiple requests for funding will come from the same
organization in a way that suggests that “one
hand doesn't know what the other is doing”
After a considerable amount of deliberation among the board and
staff, it was decided that web-based collaborative tools might help to
mitigate or lessen some of these problem areas. For instance, if the
program director at an organization that is administering a grant from
our Foundation, is replaced, hopefully the new program director can be
brought up to speed by visiting the Project Tracking module. The Project
Tracking module records information about a project such as when it
started, how long it should run for, what the purpose and goals are, who
is in charge of handling what tasks, and any problem areas that may have
cropped up. This is invaluable information for a new program director to
have at her or his fingertips.
In their article entitled “Leading Boldly,”
Ronald Heifetz and his colleagues tell us that technical problems “are
well defined: their solutions are known and those with adequate
expertise and organizational capacity can solve them.” In contrast,
according to the authors, adaptive problems “are not so well defined,
the answers are not known in advance, and many different stakeholders
are involved, each with their own perspectives [with respect to the
adaptive social problem at hand].” Because of the multicultural
nature of New Mexico, our Foundation decided that an
“adaptive” (as opposed to technical) approach to
philanthropy would work best in this area. For a copy of the “Leading
Boldly” article by Heifetz et al., click on the CONTACT button above and
send us a request, or navigate to the following link:
www.ssireview.com
Q - Can we receive a Level One “look see”
grant, decide against using attachment theory, and still be considered
for further funding?
A - Yes. There may be certain environments where
a focus on attachment theory is not appropriate. If after administering
a Level One grant your organization discovers that a focus on attachment
theory is not appropriate for your particular environment, then that is
an important discovery. As long as your organization explicitly states
why a focus on attachment theory is not appropriate at the program (or
even project level), then you are engaging in a form of attachment
theory advocacy. Applying attachment theory to the world of philanthropy
is a relatively new endeavor (at least in the US). Knowing the extent to
which attachment theory can be applied in real world situations
(especially at institutional or organizational levels) will benefit all
organizations considering adopting an attachment theory perspective.
Q - We're confused. There appears to be more
than one theory of attachment floating around out there. How do we know
which one to use?
A - Although there are many “flavors” of
attachment theory, there are two main schools of thought (as we see it)—a British
school and an American school (not unlike American Object Relations
Theory versus British Object Relations Theory. The traditional British school can trace
its roots back to the work of John Bowlby and is psychoanalytically
oriented. The American school can trace its roots back to B.F. Skinner
and is influenced by cognitive behavioral theories. Bowlby went to great
lengths (using ethology—the study of animal behavior—as a backdrop) to
show that manifest behavior results from the development of and
interaction between a number of behavioral systems. As Bowlby tells us
in the first volume of his trilogy on attachment, “The behavior that
results when two incompatible behavioral systems are active
simultaneously is of a kind that suggests pathology” (p. 97). The
British school of attachment theory is very concerned with how various
behavioral systems develop, interact, and ultimately come to express
themselves. By contrast, the American school of attachment theory is
less concerned with identifying and understanding discrete behavioral systems.
The American school tends to look at behavior as arising from one
overall behavioral system. The philosophical decision to recognize only
one gross behavioral system is in large part a fatalistic one. Writing
in “Finding Solutions to Social Problems—Behavioral Strategies for
Change,” behavioral analyst Bruce
Thayer tells us that “the prospect for an effective welfare policy is
considerably enhanced when the focus is on establishing appropriately
reinforcing environments in which people work, live and love, rather
than on amorphous efforts to alter feelings states directly, about which
we know very little.” The British school of attachment is concerned with
the individual and the individual's relationship to caregivers. The
American school of attachment is concerned with the mass and the
individual's relationship to policymakers. The Foundation takes a
British approach to attachment theory (although we do recognize that the
American approach dominates the US landscape).
Through our research efforts here at the Foundation
(which are a part of the adaptive process look at above), we
have found a passage that seems to eloquently speak to the issue of why
there are in essence different approaches to attachment theory. In their
book “The Way We Think,” Fauconnier and Turner (click on the RESOURCES
link to the left) write that conceptual blending—blending perceptual
information, either in part or in whole, from two or more input sources
to create a new, and often novel whole—
imaginatively transforms our most fundamental
human realities, the parts of our lives most deeply felt and most
consequential. Meaning goes far beyond word play [the central domain of
cognitive behavioral modalities and theories of social change]. Meaning matters, in ways that have
relevance for the individual, the social group, and the decent of the
species. Human sexual practices are perhaps the epitome of meaningful
behavior [meaningful behavior that most concerned Bowlby] because they
constitute a deeply felt intersection of mental, social, and biological
life. It is remarkable how different they are from the sexual behaviors
of the most closely related species [again, a topic that Bowlby looked
at closely]. This realization has been central to the theories of the
unconscious such as Freudian psychoanalysis [or, for that matter, attachment behavioral
therapy], but curiously, it is almost taboo inside cognitive science.
Even though modern cognitive science emphasizes the embodiment
of the mind, philosophy in the flesh [emphasis added; note: this
is the title
of a book by Lakoff & Johnson], it deprives itself of sexuality as a
source of data and as a laboratory of analysis [a mistake that Bowlby
did not make]. Yet the role of meaning construction and imagination in
the elaboration of human sexual practices is phenomenal and has direct,
real-world social consequences. From the Odyssey to Ulysses,
with Othello in between and Lolita after [note: all have a male
bias mind you], the world's literatures explore the febrile and
exquisite sophistications of [predominantly male] mental sexual
fantasies and their grave consequences in reality. This fundamental
theme in [male] literature—the connection between the mental
apprehension of sex and the historical patterns of war, rape [two
predominantly male domains], suicide, alliances—merely reflects our
everyday [male dominated] reality. These practices, which intertwine
psychology, biology, and social life—through which we, as individuals
and as cultures, define ourselves [mostly men]—are unique to our species
[and possibly to the male gender]. We believe this pervasive aspect of
[male] human life has the richness and complexity it does because of the
imaginative processes of [conceptual] blending. (p. 28)
Hopefully the above passage will allow the
reader to begin the process of sensing that psychological and social theories
of change tend to fall along a continuum defined in large part by
the domain of sexual behavior. As Fauconnier and Turner point out, many
forms of cognitive science tend to shun any discussion of sexual
behavior or to see it as a “deeply felt intersection of mental, social,
and biological life.” Freud, and consequently psychoanalysis, did look
at sexual behavior, but in a way that tended to place sexual behavior
into the undifferentiated, amorphous blob of the id.
Differentiation came about then as the amorphous blob was transformed,
across human development, into socially acceptable forms of love, work,
and play. Psychopathology resulted when a particular slice of the blob
was not fully transformed, or, perhaps, transformed along socially unacceptable
pathways. John Bowlby came along and, in effect, said, “Hey, I've studied
animal behavior in great depth, and sexual behavior is not an amorphous
blob. In fact it appears to be comprised of attachment, caregiving,
and sexual behavioral systems.” Bowlby in essence came along and
suggested that attachment behavior—behavior that across human
development intertwines attachment, caregiving, and sexuality—creates an
inner model that then is used as a guide to direct the confluence of
psychological, biological, and social life.
In our opinion, Bowlby's theory
of attachment has been somewhat
socially threatening because it has the potential to “genderize” Freud's otherwise genderless id.
Through Bowlby (and, in fairness, there have been others like D.W.
Winnicott), the decidedly (and arguably) feminine realm of
attachment and caregiving (as revealed through animal studies) was
elevated to a place that equaled sexual behavior. Unfortunately, you
probably will not (overtly) read about the intertwining of attachment, caregiving, and sexuality in books like the Odyssey, Ulysses,
Othello, and even Lolita. So, while Fauconnier and Turner
might query, “Where's the sexuality in human meaning?” (which is a darn
good question) Bowlby and his attachment theory
seem to be going a step further by asking, “Where's the conceptual blending of gender
in the making of human meaning?” Maybe it
is being raped, “war”-ed, “suicide”-ed, or “alliance”-ed to death. Using
the work of Jacques Ellul as a backdrop (click on the RESOURCES link to
the left) it might be said that whereas Freud was concerned with the
human condition, Bowlby was concerned with human nature. B.F.
Skinner was clearly concerned with institutional nature. Our
Foundation embraces attachment theory because it is decidedly (and
arguably) one of the more gendered psychological theories available, one
that seems to adequately deal with human nature while (at the same time)
keeping an eye on the human condition within institutional settings. For
this reason (and in
our opinion), attachment theory has the potential to be an adaptive
theory of social change.
Q - Can you give us a “quick and dirty”
definition of attachment behavior?
A - Bowlby (again writing in the first volume of
his trilogy on attachment) tells us that attachment behavior “is the
result of the activity of behavioral systems that have a continuing
set-goal, the specification of which is a certain sort of relationship
to another specified individual” (p. 140). Bowlby goes to great lengths
to point out that “set-goal” is different than “goal.” According to
Bowlby, a goal is usually the end point of a process. The purpose of a
set-goal is to setup an environment or gestalt (consisting of such
elements as size, distance, space, texture, time, etc.—all elements that
are the hallmark of conceptual blending) that has the potential to
hold or facilitate a process. Figuratively speaking, a set-point is the
myelin that allows for the transfer of information, to use concepts
drawn from neurology. In effect, the need to coordinate a number of
behavioral systems gives rise to the formation of a set-point (or
gestalt) and, in turn, the set-point provides information back to the
various behavioral systems indicating how well the coordination process
is going. Attachment behavior can thus be looked at as the process whereby set-points (or behavioral gestalts) are coordinated between two
people through an attachment relationship. Coordination of set-points
through attachment relationships allows for the expression of social
emotions like sympathy, embarrassment, shame, guilt, pride, and jealousy
(according to neurologist Antonio Damasio). As Bowlby reminds us,
“Instinctive behavior is never intelligible in terms of a single
individual but in terms of a greater or smaller number of individuals
collaborating” (p. 141). Again, I hope the reader can begin to get a
sense for the adaptive, collaborative nature of attachment theory.
Q - I've read over your document entitled
Mentalization Factoids (click on the RESOURCES link to the left) and
I basically get what mentalization is, but is this really a part of
attachment theory? Do we really have to be concerned with mentalization?
And what does mentalization have to do with societal change?
A - Much of Bowlby's work was prophetic in
nature. Bowlby presaged the newly emerging field of cognitive science
known as “embodied cognition” by almost 25 years. Mentalization is very
caught up with the idea of “minds knowing minds” or, as some cognitive
researchers call it, “mindreading.” Consider the following passages by
Bowlby (contained in the first volume of his trilogy on attachment)
wherein he effectively talks about mentalization (although he doesn't
use this term):
The truth is that to frame a plan the set-goal
of which is to change the set-goal of another's behaviour requires a
good deal of cognitive and model-building competence. It requires,
first, a capacity to attribute to another a capacity to have goals and
plans; secondly, an ability to infer from such clues as are given what
the other's goals may be; and, thirdly, skill in framing a plan that is
likely to effect the desired change in the other's set-goal.
Although to be able to picture [mentalize]
others as being goal-directed may perhaps be fairly well-established by
the second birthday, a child's competence in grasping what another's
goals actually are is still embryonic. A main reason for this is that,
in order to grasp what another's goals and plans are, it is usually
necessary to see things through the other's eyes [to know their mind
through your own]. And this is an ability that develops only slowly. (p.
352)
Part of the focus of the Foundation is to look
at how society sets up “set-goals” at the mass level that have the
capability to influence or change behavior at the individual or familial
level. In addition, we try to look at the difficulties that may arise
(as revealed through patterns of attachment behavior) when an individual
attempts to “know the mind of” or mentalize the disembodied mind of mass
consciousness. As Erich Fromm reminds us, “Beyond a certain order of
bigness, concreteness is necessarily lost and abstractification takes
place; with it, the sense for reality fades out.” (click on the
RESOURCES link to the left)
Q - Why has the Foundation taken a British
approach to attachment theory as opposed to the American approach?
A - In their book “The Way We Think,” Fauconnier
and Turner (mentioned above) go to great lengths to describe how we use “frames” and
“identities” (or characters) to create conceptual blends. According to
the authors, most thought arises from and is concerned with the use of
conceptual blends (a topic that concerned Bowlby—more on this below). Metaphor researchers Lakoff and Johnson go so far as
to suggest that the mind uses the biomechanical processes of the body to
not only create conceptualizations but also to guide the formation of
conceptual blends. To understand how frames and identities interact,
Fauconnier and Turner ask us to consider the frame of air travel. The
authors write: “We can think of the frame of air travel without
any essential attachment [emphasis added] to the character [or
identity] of the traveler....” The authors continue by pointing out that
our language “gives us words like ‘passenger’ to pick out the frame with
no reference to the character [or identity of a particular individual].”
The word “traveler” allows us to invoke the frame of air travel without
having to invoke the identity or character of an actual individual human
traveler. Traveler is an abstraction from the human realm that allows us
to think about air travel in (almost) completely mechanical or inhuman
ways. Traveler is a “test dummy” if you will that allows us to fully
engage the frame of air travel (you have to have travelers or air travel
makes no common sense). Consider this passage by Fauconnier and Turner:
We can think of a character like Bob Hope (who
traveled a great deal) without essential attachment to the frame air
travel, and of course the language gives us the name “Bob Hope” to
pick out that identity with no reference to any frames at all. If we
refer to Bob Hope as “passenger,” we are abstracting away in the
direction of the frame [of air travel]; if we call him “Bob Hope,” we
are abstracting away in the direction of the identity. But in fact, one
can never abstract all the way in one direction or the other [either all
identity or all frame]. (p. 262)
The authors “bottom line it” for us by stating
that “there is no limit to the amount of detail in frames or identities,
and at the neurocognitive level of activations, frames and characters
are always intertwined.” (In our opinion, the intertwining of frames and
characters is at the heart of attachment theory, an opinion that can be
found in Alan Fogel's book “Developing Through Relationships.”) (click on
the RESOURCES link to the left)
Using the ideas of frames, identities, and
conceptual blending as a backdrop, the Foundation views the American
school of attachment as an approach that encourages an emphasis on frame
(especially institutional frames) to the exclusion of individual or group identity (or character). In
essence the American school asks us to abstract ourselves away in the
direction of frame. To quote Bruce Thayer from above, the American
school maintains a focus on “establishing appropriately reinforcing
environments [e.g., appropriate frames like air travel] in which
[abstracted] people work, live and love [and travel].” To paraphrase Fauconnier and Turner from above, the American school
tends to consider the
frame of a societal structure without any essential attachment or
thought given to
the character or identity of actual individual people (like Bob Hope) or
groups of people. The American school “judges” individuals, whether
alone or in a group, on how well they are able to transcend individual
or group identity and attach to abstracted roles such as generic
traveler, lover, worker, etc. The American school attempts to encourage
us to move to the “frame” end of the identity-frame continuum. The
British school maintains that “frames and characters are always
intertwined,” and, equally, the end members of frame and character are
ideals that can never (nor should be) achieved. In terms of attachment
theory, secure attachment will (hopefully) allow for creative and
flexible blending of frame and identity. Insecure forms of attachment
tend to push the individual (and groups) in directions of “all frame” or
“all identity.” The American school tends to spend most of its time
adding detail to frame and very little time adding detail to identity.
In contrast the British school tends to spend most of its time adding
detail to both frame and identity. The Foundation does not support any
approach to attachment that encourages any individual, group, or
community to abstract themselves in any one direction—frame or
identity—to the exclusion of the other. Again, for more information on how
frames and identities are formed within the mother-infant dyad, see Alan Fogel's book “Developing Through Relationship.”
(click on the RESOURCES link to the left)
Q - What about attachment or holding
therapies that seem to act to crush the will of the child or adult?
A - The Foundation is indebted to Jean Mercer
for bringing the issue of Attachment Therapy (also known simply as “AT”)
to our attention. Therapists who use an AT perspective will often hold
(or encourage a parent or guardian to hold) a child until they comply
with the wishes of the adult. AT is often used to “treat” children who
have been diagnosed with Conduct Disorder (CD) and/or Oppositional
Defiant Disorder (ODD). In her book “Attachment Therapy on Trial—The
Torture and Death of Candace Newmaker,” Jean (along with her colleagues)
details how Attachment Therapy resulted in the death of a young girl,
Candace Newmaker (click on the RESOURCES link to the left). Many AT
practitioners believe that young children consciously (and maliciously)
“choose” to defy the wishes of adults. In addition, many AT therapists
hold that young children consciously “decide” to defy parental figures
(and their authority) by not forming attachment relationships with them.
In his paper on infant mental health (click on the RESOURCES link to the
left), Gerard Costas describes the process whereby caregivers project
and attribute mental states to infants and young children that simply
are not there. Costas calls this process “baby or child as transference
object.” In reality these projections or “attribution errors” (Edwin
Hutchins calls them “confirmation biases,” more on this below) often come
from the difficult childhood backgrounds of the AT therapists, the
parental figures, or both. Many AT therapists hold that the child can be
“redeemed” by going through a rebirthing (or re-nurturing) process—one
that involves holding or restraining the child for long periods of
time—that will ultimately deliver the child to a new (more compliant)
attachment relationship with the parental figure.
In their book (mentioned above) Fauconnier and
Turner talk about the conceptual blends that usually take place in an
environment where redemption is the focus. Fauconnier and Turner alert us
to the possibility that “redemption is a matter of entering or in fact
creating a latter situation that counts as equivalent to a prior
situation in which one failed.” In terms of AT therapy, the failure (the
one that Fauconnier and Turner speak of) is framed as a “failure to
attach.” AT therapists then create a new situation—the rebirthing or
re-nurturing event—“that counts as equivalent” to the prior failure,
again, the failure to attach. The idea behind AT therapy is that as a
result of the rebirthing or re-nurturing event, the therapist and/or
parental figure “succeeds in the latter situation,” to quote Fauconnier and
Turner. When confronted with a redemption narrative or process,
Fauconnier and Turner tell us that
we do not take such a plot as the story of a
person who failed once and succeeded once, with equal weight given to
the two events. Instead, we take the second event [in this case, the AT
therapy session] as the one that reveals the essence of the protagonist
and proves that the first [the child's failure to attach] was a fluke.
The success [of the AT therapy session] does not neutralize the failure
[to attach], setting the scale back to zero. It restores the
protagonist's identity [be it child, therapist, or parent] making him
“whole” “once again.” Objectively, it is odd that any later performance
[i.e., a rebirthing or re-nurturing event] should have an effect on the
evaluation of an earlier performance: The failure cannot be changed
[emphasis added] and none of the terrible consequences [for the child,
therapist, or parent] that provide the [social emotion of] guilt or shame and so fuel the
need for redemption can be changed in the slightest detail. In the input
spaces [the deviant past and the compliant future] no redemption is
possible. But in the blend, the two situations become one, and the
character (if not the [compliant] behavior) of the protagonist comes
from the later input, thus providing in the blend and in the generic
space [i.e., big “R” Redemption on a societal level] a stable and good
[in this case “compliant”] character from which the earlier input space
[of failed attachment] is merely an unfortunate deviation. (p. 259)
In essence AT therapy depends in large part on
the conceptual blending that can only take place within the “cultural
category of Redemption” to quote Fauconnier and Turner. According to
Fauconnier and Turner, Vice-President Al Gore, during his 2000
presidential campaign, responded to a question about what should happen
to a professional baseball player (accused of making racist comments) by
boldly stating: “America is all about redemption.” Fauconnier and Turner
continue by saying, “With this comment he [Vice-President Gore]
transfers redemption from the character of the individual to the
character of the nation.” AT therapists attempt to redeem the failed
character of the child by getting him or her (and the parental figure,
and the therapist) to attach to the cultural category and frame of
Redemption via a rebirthing or re-nurturing event. As stated above, the
Foundation does not support any approach to attachment that encourages
any individual, group, or community to abstract themselves in any one
direction—frame or identity—to the exclusion of the other. An AT
approach to attachment encourages abstraction in the direction of frame
by drawing upon and making great use of the cultural category of
Redemption. Whereas the American approach to attachment encourages
abstraction in the direction of frame in general, the AT approach to
attachment encourages abstraction in the direction of one specific
frame, namely Redemption (and a very specific, often Biblical category
of Redemption at that). For more information on Attachment Therapy,
please visit the following web sites:
www.ChildrenInTherapy.org
www.KidsComeFirst.info
Q - In your Study Guide to the paper by Dr.
Carole Pistole on attachment and teen pregnancy, you mention that
attachment theory could be looked at as a theory of situated or embodied
cognition. Can you give me an example of what you mean by “situated or
embodied cognition?”
A - Allow me to answer that question. This is
Frederick Leonhardt, president of the Foundation speaking. I wrote the
Study Guide to Dr. Pistole's article. Let me give you an example of
situated or embodied cognition based on a personal experience of mine.
Late at night last month (February) I heard a loud “pop” noise while I
was sleeping. I roused barely enough to notice the noise and then
quickly fell back to blissful sleep. Why didn't this noise alarm me and
cause me concern? Maybe someone was trying to break into my house and
had “popped” open a window. The answer, as it turns out, is situated and
embodied (as was my cognition). Let me give you some background information.
Before moving to New Mexico from the northeast,
I had never lived in a house or apartment with a flat roof. Today I live
in a dwelling that has a flat roof covered with tar and gravel. Suffice
it to say that houses with flat roofs can make strange noises more so
than their pitched-roof brethren. Now, there's a seasonal aspect to
these strange, flat roof noises—they tend to happen more often in the
winter when temperatures drop below freezing. For you see, tar and
gravel flat roofs will “pop” when the water held in the spaces between
the gravel aggregate (known as interstitial water—sorry, it's the
geologist in me coming out) freezes. Ahhh, now you have another
important ingredient in the “popping noise” recipe—the presence of water
in the interstices of the gravel aggregate. Back to our story of
embodied and situated cognition.
Hopefully the reader is beginning to sense that
the calm I felt after semi-consciously hearing a loud popping noise late
at night came as the result of a confluence of implicit information,
both internal information (information coming from within my body) and
external information (information coming from the situational and
contextual world at large). Even though the right side of our brains
tends to process information using parallel pathways, lets step through
the confluence of information sequentially (it's hard to use linear word
structures to accurately describe a parallel process involving multiple
information pathways). In no particular order, here are the various
information processing steps involved (based on my experience):
- The direction from the noise to my body
(to my ear) is discerned. The right side of my brain determines
that the pop noise is above me with respect to the directional
reference system that my body holds implicitly. My brain holds a
schematic model that it codes “house.” As I go to sleep, my brain
pulls the house schematic to the fore because it implicitly knows that
I will be sleeping in a house (my house) until morning (I hate when it pulls the
“power boat” schematic to the fore just prior to sleep). The house
schematic model places the windows and doors on a plane that is
horizontal (again, with respect to my internal directional reference
system, which has to be adjusted for my prone sleeping position) and at about chest height. In the blink of an implicit,
right-brain flash, the direction of the pop noise is oriented with
respect to the house schematic and the following implicit message is
generated: “pop noise not from windows or doors.” At this point
though, my implicit alarm systems should be getting revved up because
even though the windows and doors are “quite,” there's still no reason
for a pop noise to be coming from above. Before we move on, notice
that an explicit event—the popping noise—created an implied
counterfactual (more on counterfactuals below), namely, “the doors and windows are quite.” My calm
came in part from something that does not explicitly exist—quiet doors
and windows. The right brain is primarily in charge of creating
implied counterfactual realities (see the book by Fauconnier and Turner
mentioned above).
- The roof context is discerned. I
really cannot begin to say where the “roof context” is stored—maybe
it's a part of the house schematic—but it's stored somewhere. The
implicit memory systems begin pulling out information on “what's
above” once the direction of the noise is determined to be “above me.”
At some point the implicit message “tar and gravel roof” is generated.
Hopefully the reader can begin to gain a sense for why it often takes
a night or two (at least it does for me) for one to feel comfortable
sleeping in new surroundings (like a hotel or a friend's house boat).
Personally I always sleep like a baby when I go camping in part
because I can dispense with the “house schematic” (although my
implicit right brain does pull the “wild animal” schematic to the fore
while I sleep). The “tar and gravel roof” context in and of itself
doesn't go far enough towards giving me a sense of calm. The right
brain digs deeper.
- The seasonal context is discerned. In
large part because of diurnal cycles (those cycles recurring every
day), our body normally has a pretty good sense for what time of the
year it is. If earlier in the day you had to put on a heavy coat and
scrap ice off the windshield of your car, the seasonal context may be
reinforced by these events basically through a self-talk muttering of,
“yup, it really is winter out here.” Such was the case on the day I
heard the pop noise late at night (on that day I had to don a heavy
coat and scrap windshield ice). The seasonal context was further
refined by a weather report on the ten o'clock evening news (which I
watched) that called for freezing overnight temperatures. But what of
that critical ingredient, water?
- The short-term personally relevant context
is discerned. I often get a sinus headache when a weather front
moves in and it starts to rain. My doctor tells me it's the
combination of a change in barometric pressure and humidity level that
triggers the sinus headache (lucky me, I'm a walking weather station).
Earlier in the week, a front did move through dropping a bunch of
much-needed rain (making February 2005 one of the wettest months on
record for New Mexico). And, yes, I did get my weather-related sinus
headache. In essence, my body stored the impression the rain made on
my body (in the form of a sinus headache) within the short-term
implicit memory system. When my right brain put out a request for
information—“got water?”—my short-term implicit memory system
generated a message: “weather-related sinus headache within the last
few days, could mean water.” At this point, the implicit right brain
systems are coming up with a pretty good picture of what the pop noise
might mean: “water-saturated gravel on the roof above me is freezing
resulting in a loud popping noise, a popping noise that is not the
doors or windows.” But there's one more piece (as far
as I can discern).
- The personally relevant historical context
is discerned. When I was a child growing up in the northeast, I
would often walk or skate around on frozen lakes during the coldest
months of the year. If you have ever walked or skated around on frozen
lakes or ponds when it is really cold out (single digits for sure)
then I don't have to describe the kinds of eerie, strange pops or
cracks the ice can make when it shifts or expands. The popping noise
that shifting or expanding lake ice makes is truly unique. There's a
concusive quality to it, like the sound a bullet makes when it is shot
into a body of water. That was the sound I heard above me, the same
sound that occupies my personally relevant historical past. If
anything, there was a familiar quality to the pop noise coming from
the roof above me on that fateful night. There's no other sound quite
like it, and all of the other implicit impressions (some
counterfactual in nature) created a local
embodied and situated context that rendered the pop noise in a
calming, non-threatening way.
When I eventually became semi-consciously
explicitly aware of the loud pop noise, a symphony, a concerted effort
consisting of implicit information integration had taken place. No
single impression or piece of implicit information told the whole story,
which ended in an implicit message to the left brain: “nothing to be
alarmed about, just popping ice noise on the roof.” If I was prone to
personifying my implicit brain, I probably would have said something
along the lines of, “Thanks for pulling all of that embodied and
situated (and even counterfactual) information together into a gestalt—a whole greater than the
sum of the parts—and coming up with an ‘all clear’ message.” Had any
implicit piece of information been different, the resulting message
would probably have been different. For instance, if all the pieces had
come together but it was summertime, I probably would have jumped out of
bed half expecting to encounter a burglar. And if it were summertime, my
childhood impressions of popping lake ice may have never come to the
fore anyway. This is the nature of embodied or situated cognition. It is
very context, situation, and personal narrative dependent, and until all
the pieces have come together, it would be hard to predict with any certainty what the overall
impression (the gestalt) will provide in terms of meaning. It is only
after the fact that I can use left brain explicit cognitive tools (like
word play) to describe the implicit ice pop gestalt I experienced
on that cold winter night. Although Edwin Hutchins is describing interpsychic “computational procedures across a social organization,” I believe the
following quote could provide insight into how the implicit right brain
of an individual integrates multiple pathways of information within an
intrapsychic context:
The meanings of statements and questions are not
given in the statements themselves but are negotiated by the
participants in the context of their understandings of the activities
underway. The participants use guesses [a form of mentalization] about
one another's tasks to resolve ambiguities in communication. Particular
meaningful interpretations for statements are simultaneously proposed
and presupposed by the courses of action that follow them. The evidence
that each participant has of successful communication is the flow of
joint activity itself. (p. 237) (click on the RESOURCES link to the
left)
I would suggest that Hutchins nicely tracks Bowlby's theory when we
hear Bowlby (as quoted above) tell us that
“instinctive behavior is never intelligible in terms of a single
individual but in terms of a greater or smaller number of individuals
collaborating.” For more on embodied or situated cognition, you
may want to read the book by Lakoff and Johnson entitled “Philosophy in the
Flesh—The Embodied Mind and its Challenge to western
Thought,” the book “The Way We Think” by Fauconnier and Turner, Edwin Hutchins book (mentioned above) entitled
“Cognition in the Wild,” or my summary of Dr. Allan Score's workshop
on “Attachment Theory and Affect Regulation” (click on the RESOURCES
link to the left).
Q - OK, ok ... I basically get the idea of
embodied or situated cognition, and also the idea of something only
being there by tacit implication, but what does this have to do with
attachment theory?
A - Frederick Leonhardt here again. Allow me to
answer this question as well. As mentioned above in the context of
mentalization, Bowlby was ahead of his time (bordering on prophetic) in
many regards. As another example (mentalization being the first), Bowlby repeatedly stated that early mother-infant attachment
relationships had the potential to give rise to what he called inner
working models. Today, second generation cognitive scientists, such
as Andy Clark, Antonio Damasio, Edwin Hutchins, and Daniel Wolpert (click on the
RESOURCES link to the left) make regular use of inner working models to
explain how the brain is able to create, maintain, and make use of
consciousness. Andy Clark tells us that (in the near future) we will
interface with technology, such as cell phones, PDAs (personal digital
assistants), and “heads up” displays (already in some cars), by extending the body maps that the brain stores. Antonio Damasio tells us that the brain runs “as if” scenarios by making use of
“bodies in the brain.” Athletes will prepare themselves for a particular
athletic performance by putting their body in the brain through a
visualized virtual rehearsal (a process that “primes” the actual
biomechanical system). Edwin Hutchins talks about “internal schemata”
and one's ability to “explore alternatives within an interpretation
space.” Daniel Wolpert draws upon the idea of “body maps”
to explain why we cannot tickle ourselves. Apparently when we make a
move to tickle ourselves, our “virtual body in the brain” knows it is us
before we do, and, unfortunately, tells the brain to turn off the tickle
response just prior to actual contact by the real body. As Fauconnier and Turner
(mentioned above) remind us, “human beings [unlike other higher order
animals] are exceptionally adept at integrating two extraordinarily
different inputs [like real body vs. virtual body in the mind], which
result in new tools, new technologies [i.e., Clark's new cell phones],
and new ways of thinking.”
Second generation cognitive scientists (like
Damasio and Clark) will often point to body maps in the brain as a way of explaining
the phenomenon of “phantom limb.” Even though the actual limb may be
gone, the body in the brain is still intact. When an actual body moves
(say, one that has lost a limb), the virtual body will track these movements
and ready itself to run “as if” scenarios if need be. When the virtual
body is called upon to run an as if scenario (say, one designed to
effect an escape from a threat) it will echo or mirror back to the real
body a sense that the body is still whole (which, in the “mind” of the
virtual body, it is). This makes sense from a survival standpoint
because if a lion (heaven forbid) bites off a person's foot, the virtual
body must be kept intact so that it can guide the real body toward a new
biomechanical coordination that accommodates the lost foot and
(hopefully) affords an escape—a virtual escape plan that children prior
to the age of eight are not able to formulate, according to trauma
researcher Robert Pynoos. Trauma
researchers such as Francine Shapiro, speculate that traumatic reliving
experiences may in part come from body maps that (for whatever reason)
have become damaged, or (again, for whatever reason) may have never had
a chance to become fully formed in the first place. I will argue that in
human beings attachment relationships in large part provide for an outer
container or womb in which body maps can be nurtured, formed,
integrated, and maintained (which tracks Margaret Mahler's idea of
psychological birth). Unfortunately, body maps or inner working models
cannot be accessed and repaired (hopefully) using explicit means. In
what can only be called a “cognitive tongue twister,” virtual body maps
can only be tacitly healed by what's not explicitly there (by what's
implied). This is a good lead-in to another of Bowlby's future thinking
concepts (or “Easter eggs” to use computer parlance)—safety as a complex conceptual blend.
The idea of a conceptual blend is looked at
above in connection with the work of Fauconnier and Turner (click on the
RESOURCES link to the left). Suffice it to say that conceptual blends
typically blend together “what is” with “what is not” (the virtual foot
with the foot that has been lost). Most of experimental science depends
on the idea of “what is not” or counterfactuals (a culturally
mediated conceptual blend, developed over the centuries, that allows us
to get at “what
is” by looking at “what is not”). Experimental scientists will usually
begin a research project by assuming what they call the null
hypothesis, a hypothesis which holds that nothing that will be looked at (experimentally) exists,
implying that a) a nothingness now exists (a zero if you will), and b)
the nothingness now is contained. At the risk of oversimplifying
experimental design to the point of libel, something is shown to be
statistically significant (yet another culturally mediated
conceptual blend developed over the centuries) through comparisons to counterfactuals or
to that which does not exist. According to Bowlby (as well as Fauconnier
and Turner) our sense of safety comes from comparisons made between what
exists and its counterfactual (or, possibly, a variety of counterfactuals)—what does not exist or what must be
implied. Writing in “Separation” (in a section entitled “Need for two
terminologies”) Bowlby tells us that
the original meaning of the English adjective
‘secure’ is ‘free from care, apprehension, anxiety or alarm’ (Oxford
English Dictionary). Historically, therefore, ‘secure’ applies to
the world as reflected in feeling and not the world as it is. By
contrast, the original meaning of ‘safe’ is ‘free from hurt or damage’.
As such it applies to the world as it is and not to the world as
reflected in feeling. The distinction is neatly illustrated by a
seventeenth-century saying, quoted in the OED, ‘The way to be safe is
never to be secure’, namely feel secure.
By using the terms in their original senses, it
is possible accurately and without ambiguity to make statements such as:
—although the situation was safe enough he
became very frightened, or
—I could see the situation was dangerous but somehow the captain's
behavior made us all feel secure. (p. 182)
A bit further along, Bowlby cautions:
It must be emphasized that a secure base,
however much it may lead someone to feel secure, is no guarantee of
safety, anymore than a natural [fear] cue [such as isolation, darkness,
sudden movement, or the approach of a strange animal], however frightening we find it, is
a certain indicator of danger. As a guide to what is safe and what is
dangerous the kind of feeling a situation arouses in us is never more
than rough and ready. (p. 183)
A good way to conceptualize Bowlby's idea of
“two terminologies” is to think of the ostrich with it's head in the
sand—even though it may feel secure, the reality (as viewed by an
outside observer) suggests that it is
still not in a position of safety. Never one to reinvent the wheel,
allow me to quote at length from Fauconnier and Turner's book “The Way
We Think” (all italics in original; my comments in brackets) as they
talk about the various terminologies of safe:
Even very simple constructions in language
depend upon complex blending. It is natural to think that adjectives
assign fixed properties to nouns [an objectivist viewpoint], such that
“The cow is brown” assigns the fixed property brown to cow.
By the same token, there should be a fixed property associated with the
adjective “safe” that is assigned to any noun it modifies. Yet consider
the following unremarkable uses of “safe” in the context of a child
playing at the beach with a shovel: “The child is safe,” “The beach is
safe” “The shovel is safe.” There is no fixed property that “safe”
assigns to child, beach, and shovel. The first statement
means that the child will not be harmed, but so do the second and
third—they do not mean that the beach or the shovel will not be harmed
(although they could in some other context). “Safe” does not assign a
property but, rather, prompts us to evoke scenarios of danger [i.e., run
“as if” scenarios a la Damasio] appropriate for the noun [the explicit]
and the context [the particular situation]. We worry about whether the
child will be harmed by being on the beach or by using the shovel.
Technically, the word “safe” evokes an abstract frame of danger
[which, in my opinion, is Bowlby's “rough and ready”] with roles like
victim, location, and instrument. Modifying the noun with the adjective
prompts us to integrate that abstract frame of danger [which is
implied] and the specific situation [e.g., we are situating the
cognition] of the child on the beach into a counterfactual event of
harm in which child, beach, and shovel are assigned to
roles in the danger frame. Instead of assigning a simple property
[Fonagy et al.'s “psychic equivalence”], the adjective is prompting us
to blend a frame of danger with the specific situation of the
child on the beach with a shovel. This blend is the imaginary scenario
in which the child is harmed [“virtually harmed” so that the occupant(s)
filling the various roles of victim, location, and instrument can be
ascertained]. The word “safe” implies a disanalogy between this
counterfactual blend and the real situation, with respect to the entity
designated by the noun. If the shovel is safe, it is because in the
counterfactual blend it is sharp enough to cause injury but in the real
situation it is too dull to cut. (p. 25-26)
I realize that the above description of the
complex blend of “safe” is a bit much too take in, however, simply put,
the child's shovel is perceived to be safe because the counterfactual
event of harm is implicitly imagined, and, most importantly, never comes
true over and over again. Something that repetitively does not happen
(e.g., the shovel breaks and creates a sharp object) creates a sense of
safety. It is the counterfactual event that allows for us to gain
insight into (to mentalize) the roles of victim, location, and
instrument. As we assess for safety, we are running virtual “what if”
scenarios such that the relative valences (values) of victim, location,
and instrument can be kept within an inner working model. As an example,
a mother watching her child on the beach may shift her sense of safety
in response to her child getting up and beginning to run toward the
water. The various roles of victim, location, and instrument are now all
actively in play. Will the child trip and fall hurting herself on the
beach (and not on a broken shovel, or maybe a piece of glass) before
reaching the water? Only a dynamically created, integrated, and
maintained inner working model—one that has the ability to create and
assess what is not there—can help us answer a question like that. Maybe
that's why our parents told us to not run around the house with
scissors—they didn't want to devote the necessary brain power to run the
“as if” virtual counterfactual events required to track our potentially
dangerous movements. Or maybe they ran the necessary “what if” scenarios
and came back with the same result over and over again: “the kid gets
hurt—no complex inner model needed.” I tell you all this because in my
mind (and I would argue that Bowlby felt the same way) secure attachment
relationships do not lead to active exploration of the environment in
the same way we assign brown to cow, but in a way that
allows us to create, integrate, maintain, and make use of inner working
models—bodies in the brain, body maps, virtual bodies, or “as if”
scenarios (take your pick).
As Edwin Hutchins reveals to us, “the problem
with confirmation bias [mentioned above in the context of holding
therapies] is that it prevents an organism from exploring a wider
range of possible interpretations” (emphasis added). In my opinion,
secure attachment does not allow us to just “explore,” but to explore
for “a wider range of possible interpretations,” even interpretations
based on that which does not exist. Hutchins continues by saying that
“although the first interpretation encountered may well be the best, a
search of the interpretation space (emphasis added) may reveal
another one that better fits the available evidence.” Again, in my
opinion, secure attachment allows us to build, maintain, and make use of
an interpretation space (Bowlby's Inner Working Model) that has the
potential to hold a wide range of possible interpretations based on
“what if” or virtual scenarios. Lets face it, mentalization (and it's
close cousin empathy) is a what if, as if, virtual process that
typically blends together “what is” with “what is not.” I would also
suggest that an interpretation space is socially created. I think
Hutchins gives us the “bottom line” when he states:
The performance of cognitive tasks that exceed
individual abilities [which will be the case for a developing young
child] is always shaped by a social organization of distributed
cognition [emphasis added]. Doing without a social organization of
distributed cognition is not an option. The social organization that is
actually used may be appropriate to the task or not. It may produce
desirable properties [such as mentalization or empathy] or pathologies
[like certain forms of “magical” or teleological thinking]. It may be
well defined and stable, or it may shift moment by moment; but there
will be one whenever cognitive labor [i.e., the “labor” associated with
psychological birth] is distributed, and whatever one there is will play
a role in determining the cognitive properties of the system that
performs the task. (p. 262)